Avantax, Inc.

(NASDAQ GS: AVTA)

Rigrodsky Law, P.A. is investigating Avantax, Inc. (“Avantax”) regarding possible breaches of fiduciary duties and other violations of law related to Avantax’s agreement to be acquired by Cetera Holdings. Under the terms of the agreement, Avantax shareholders will receive $26.00 per share in cash.

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Number of Shares Purchased

Date(s) Shares Purchased

Purchase Price Per Share

Number of Shares Sold

Date(s) Shares Sold

Sale Price Per Share

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Date of signing: 09/16/2024

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