National Holdings Corporation

(NASDAQ CM: NHLD)

Rigrodsky Law, P.A. is investigating National Holdings Corporation (“National Holdings”) regarding possible breaches of fiduciary duties and other violations of law related to National Holdings’ agreement to be acquired by B. Riley Financial, Inc. (“B. Riley”). Under the terms of the agreement, National Holdings’ shareholders will receive $3.25 in cash per share.

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Number of Shares Purchased

Date(s) Shares Purchased

Purchase Price Per Share

Number of Shares Sold

Date(s) Shares Sold

Sale Price Per Share

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Signed pursuant to California Civil Code Section 1633.1, et seq. - and the Uniform Electronic Transactions Act as adopted by the various states and territories of the United States.

Date of signing: 01/17/2021

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